a boutique solution for advisors and broker-dealers
Count on BBD to be your single resource for your accounting, audit and tax needs.
Beyond audit and tax services for registered and unregistered investment companies, we are a boutique solution for the accounting, audit and tax needs of registered investment advisors and broker-dealers.
Accounting and auditing services include:
Audits of annual financial statements
Surprise custody examinations in accordance with the Investment Advisers Act of 1940
Internal controls reviews
Tax services include:
Consultation on tax aspects of security transactions
Preparation of federal/state income tax returns
Assistance with or representation for IRS or state tax audits
Assistance with analyzing tax ramifications of complex securities transactions
Integrated corporate/partnership and individual tax planning
Personal estate planning
In addition to our traditional audit and tax services, our experts offer objective insight regarding:
Organization of start-ups
Selection of form of organization
We also offer GIPS verification services for investment advisors:
GIPS Firm-wide verification
Review of investment management firm’s processes and procedures for reporting performance results to ensure adherence to GIPS standards
Performance verification
More extensive examination focused on a specific composite track record; performed in conjunction with or after a firm-wide verification
