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On-Demand Webcast- Significant Changes Ahead: Your Guide to the SEC's Proposed Filing and Disclosure Modernization
Posted by admin Dec 16, 2020 4:03:58 PM
In BBD's latest Webcast, John Braun and Cory Stewart teamed up with Steve Connors from SEI and David Freese and Sean Graber from Morgan Lewis for a dynamic discussion on the SEC's new proposed filing and disclosure modernization.
On August 5, 2020, the Securities and Exchange Commission issued a rule proposal to modernize the disclosure framework specific to mutual funds and exchange-traded funds. This proposed rule intends to streamline shareholder reports to meet the simplified demands of retail investors, while at the same time ensuring that more detailed and audited information remains available to more sophisticated investors.
The SEC’s comment period extends through the beginning of 2021. While the rule is not yet final, it is certain that significant changes are ahead for shareholder reports.
We invite you to view a replay of the live Webcast for an engaging panel discussion regarding the background and nuances of this new proposed filing and disclosure modernization as well as a look forward to its impact on the industry and your funds.