Investment Company Notebook
On-Demand Webcast- The SEC's New Derivatives Rule: Understand the Significance For Your Funds
In BBD's latest Webcast, John Braun and Cory Stewart teamed up with Karen Aspinall from Practus and Terry Gallagher from UMB for a dynamic discussion on the SEC's new Derivatives Rule.
The Rule is effective February 19, 2021 for all registered funds, including mutual funds, ETFs, closed-end funds and business development companies, with a compliance date of August 19, 2022. While the final Rule offers a more than 400-page comprehensive framework for funds utilizing derivatives, management and Boards of funds not employing derivatives, or utilizing them on a limited basis, still should be aware of the impact of certain key points of the Rule.
We invite you to view a replay of the live Webcast in the link below.
The SEC's New Derivatives Rule: Understand the Significance For Your Funds