Starting a fund or thinking about an auditor change?

Get to know BBD, a boutique audit and tax resource for the investment management industry.  We provide audit and tax services for registered and unregistered investment companies, investment advisors and securities broker/dealers.  Our affiliate, BBD Cayman, provides audit services for offshore funds based in the Cayman Islands.

Resources

etf-webinar
Webinar- Custom Baskets in ETFs 

Featuring a candid conversation between BBD Investment Management Group partner Jim Kaiser and Stradley Ronon partner Christopher Scarpa.  Jim and Chris answer questions such as:

  • Are there any tax issues associated with the create and redeem process for ETFs?
  • In an effort to increase tax efficiency, what methodology are funds employing from a cost relief of sales standpoint?
  • Do ETFs have any obligation to monitor what the Authorized Participants do with shares after they are created?
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RIC
Considerations for mutual funds for allocating earnings and profits to distributions

In this post, we'll consider the following:

  • Current requirements, as updated by the RIC Modernization Act of 2010, for allocating earnings and profits across multiple distribution dates in instances where total annual...
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